Audit Supervisor (Global Markets Trade Surveillance/Market Conduct)

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Job description

Audit Supervisor (Global Markets Trade Surveillance/Market Conduct)

Job Number: (phone number removed)

Grab the opportunity to achieve your full potential! ECLARO is looking for Audit Supervisor (Global Markets Trade Surveillance/Market Conduct) for our client in New York, NY.

ECLARO's client is a leading global bank stimulating change and innovation in the industry by offering top-notch financial products and services for a wide-range of clients worldwide. If you're up to the challenge, then take a chance at this rewarding opportunity!

Position Overview:

Responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs).

Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.

Responsibilities:

Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner

Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment

Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings

Provides input on draft audit reports and shares audit results with business leaders

Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment

Establishes business partner relationships, primarily with line management, to develop business knowledge

Uses innovative tools to complete audit activities more efficiently (e.g., testing)

Required Qualifications:

4-5 years' in audit or in a compliance/business controls/risk management role with specific experience/coverage of trading desk activities across either Equities or Fixed Income, Currencies and Commodities asset classes.

Audit or risk control risk/controls background in financial services

Intermediate Analytical / Automation Skills (SQL, SAS, Excel and Access)

Bachelors degree

Required Skills:

Analytical Thinking

Audit Planning

Internal Audit Review

Issue Management

Risk Management

Attention to Detail

Automation

Business Acumen

Project Management

Technical Documentation

Coaching

Critical Thinking

Relationship Building

Written Communications

Salary: $120k - $160k/yr.

If interested, you may contact:

Adrian Miranda

(phone number removed)

Equal Opportunity Employer: ECLARO values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

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