Senior Project Manager, Broker-Dealer

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Job description

About Futu US Inc.

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.

Here's a closer look at our key entities:

Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.

Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.

Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.

For deeper insights into our entities and affiliates, explore or to discover the future of investing with confidence and innovation.

Position Overview: Futu Clearing Inc. is seeking a highly skilled and motivated Project Manager to lead and manage key initiatives within our Broker Dealer's operations. The ideal candidate will have a proven ability to oversee complex projects from initiation through completion, ensuring timely delivery within scope and budget. A strong background in Prime Brokerage, Execution, Futures, Options, OMS or ATS is preferred. This role will focus on improving operational efficiency, ensuring regulatory compliance, and driving system enhancements across multiple product lines, with a particular emphasis on U.S. broker dealers.

Key Responsibilities:

Develop comprehensive project plans, including scope, objectives, timelines, and deliverables, while establishing clear project milestones and deadlines.

Lead and manage cross-functional project teams, fostering clear communication, collaboration, and task delegation.

Identify potential risks, create mitigation strategies, and address issues that arise throughout the project lifecycle.

Maintain regular communication with stakeholders, providing updates on project progress, changes, and challenges. Facilitate project meetings and presentations as needed.

Ensure that project deliverables meet quality standards and client expectations, overseeing quality control processes.

Maintain accurate project documentation, including plans, schedules, status reports, and change requests.

Continuously assess and refine project management methodologies to improve efficiency and effectiveness.

Collaborate with internal teams (technology, operations, compliance, risk) and external stakeholders to ensure successful and timely project delivery.

Work closely with senior management and cross-functional teams to prioritize projects, allocate resources, and assess risks.

Ensure all projects comply with relevant regulatory requirements (e.g., SEC, FINRA, CFTC) and industry standards.

Support business growth strategies by driving system improvements and operational enhancements.

Assist in managing vendor relationships and ensuring alignment with strategic goals.

Requirements

Bachelor's degree in Finance, Business, Information Systems, Communication, or a related field.

5+ years of project management experience in the financial services industry, with a focus on Prime Brokerage, Futures, Options, or OMS.

Experience working in a Broker Dealer environment with knowledge of regulatory requirements for financial institutions.

PMP or similar project management certification is a plus.

Proven ability to manage multiple high-priority projects simultaneously in a fast-paced, deadline-driven environment.

Strong leadership, communication, and organizational skills.

Excellent problem-solving and decision-making skills, with a focus on risk management and issue resolution.

Proficiency in project management tools.

Familiarity with financial regulations (SEC, FINRA, CFTC) is a plus.

Benefits

What we offer:

Competitive salary and performance-based bonuses.

Comprehensive benefits package, including health, dental, and retirement plans.

Opportunities for professional growth and development.

A dynamic and collaborative work environment.

Salary Range

$105,000-$140,000

Disclaimer

The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.

Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.

Warning about fake job posts

Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money.

All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process.

If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI's Internet Crime Complaint Center.

Apply now

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