Audit Supervisor

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Job description

Audit Supervisor

Job Number: (phone number removed)

Grab the opportunity to achieve your full potential! ECLARO is looking for an Audit Supervisor for our client in New York, NY.

ECLARO's client is one of the world's largest financial institutions, committed to providing the tools and services that bridge the gap between customers and their goals. If you're up to the challenge, then take a chance at this rewarding opportunity!

Position Overview:

This role will use expertise gained auditing Global Markets or closely related areas (i.e.: market risk management, product control or GM specific compliance) to execute audit work with a focus on supervision and trade surveillance.

This experience may not come from a classic Audit background, but rather from transferrable skills from a first or second line function associated with Sales and Trading.

This role will build on a good working knowledge of market conduct risk and market abuse scenarios gained, for example, while working on FX consent order remediation or validation

Salary: (phone number removed) - (phone number removed) $/Year

Responsibilities:

Responsible for executing multiple areas of test work during audit activities.

Use analytical skills and/or technical expertise to execute assigned audit testing responsibilities and identify opportunities to automate testing or create continuous monitoring.

Independently execute audit test work on assigned audits in a timely manner and with high quality.

Identify control deficiencies, discusses with line management and initiates control matter recommendations in assigned test areas.

Demonstrate project management skills.

Raise issues and concerns and make recommendations for severity ratings.

Assess issues for impact to business processes, controls and strategies; recommends severity ratings and escalation of broad themes or trends, engages in discussions about risk and demonstrates business knowledge.

Establish business partner relationships; primary engagement is with line management.

Exercise critical thinking and judgment to effectively influence management to improve the control environment.

Strive to improve processes and challenge the status quo to improve existing operating environment.

Required Qualifications:

4 years' compliance/business controls/risk management role with specific experience/coverage of trading desk activities across either Equities or Fixed Income, Currencies and Commodities asset classes.

Working knowledge of Global Markets with a focus on market conduct risk related supervision and trade surveillance

Required Skills:

Internal Audit Review

Issue Management

Risk Management

Audit Planning

Analytical Thinking

Project Management

Automation

Technical Documentation

Attention to Detail

Business Acumen

Relationship Building

Coaching

Critical Thinking

Written Communications

If interested, you may contact:

Chris Viemeister

(phone number removed)

Equal Opportunity Employer: ECLARO values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

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