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Regulatory Accounting

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Phaxis LLC

2024-10-03 12:44:25

Job location Los Angeles, California, United States

Job type: fulltime

Job industry: Accounting

Job description

Must Haves

- 5+ years of regulatory reporting accounting experience within a broker dealer

- Vast knowledge/experience with 15c3-1 and 15c3-3 reporting

Plusses

- Series 27 preferred

Day-to-Day

Prepare and/or review aspects of the FOCUS report for submission to the regulators.

Supervised the preparation and reviewed the monthly 15c3-1 report and the weekly 15c3-3 calculation.

Prepare and analyze profit and loss and balance sheet as it relates to regulatory filings.

Base Salary - $90,000-$125,000 depending on experience

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